If Images are Inferior, Why is the Allegory of the Cave an Image?

The Platonic vocabulary is often skeptical and even antagonistic toward the uses of images.  This denigration is attributed to the mutability of images, so that we could really apply this criticism to anything that changes, which would apply to all of the visible world.  Among many other places in the Republic, Socrates makes the distinction clear by explaining how what we think about determines the very certainty of that thought:   

Well then, consider that the truth of the soul is thus: Whenever truth and what is shine upon something, the mind attaches to this, it intellects and knows and appears to have intelligence.  But whenever it attaches to that which is mixed with obscurity, that which comes to be and passes away, it has opinions and sees dimly, changing opinions here and there, and seems not to have intelligence (Republic 508d3-8). (1)

These two sides of opinion and knowledge, perishability and persistence, are, as Socrates will shortly explain, the sensible and intelligible realms.  Socrates says there are two kinds of objects of the sensible realm, shadows, appearances and reflections, but then also those things of which these are the shadows, appearances and reflections.  It is obvious that these mere reflections are inferior to the objects which they represent: animals, people, etc.  It goes without saying, moreover, that everything in the sensible realm is inferior to anything in the intelligible realm.

Now here is the part I take particular interest in.  Socrates says that all of the shadows, appearances and reflections in the sensible realm are images (τὰς εἰκόνας) of other things in the sensible realm.  Because of this, they obviously have the least substantive mode of existence, and along with this, the lowest level of cognitive certainty.  Yet image-language is precisely what Socrates employs, and is his own self-characterization of what he does, in the allegory of the cave.  He tells us at the beginning of Book VII, as he is about to explain the cave allegory, “make an image [ἀπείκασον] of our nature in such a condition concerning education and lack of education” (514a1-2). (2) (3)

The question arises then, why are we using an image to describe a program of education the goal of which is to lead one away from images?  This is especially curious because it comes right before Socrates exposition of philosophical education, beginning with arithmetic.  Perhaps the allegory of the cave is a necessary propaedeutic before one begins— not to undertake such an education— but to even understand its purport and goal.  Or perhaps because the uninitiated reader has not yet taken the first step to a philosophical education, he must be accommodated where he is at, in this case at the lowly level of understanding mere images, so that he can be taken where he needs to go.             


REFERENCES: 

(1) οὕτω τοίνυν καὶ τὸ τῆς ψυχῆς ὧδε νόει· ὅταν μὲν οὗ καταλάμπει ἀλήθειά τε καὶ τὸ ὄν, εἰς τοῦτο ἀπερείσηται, ἐνόησέν τε καὶ ἔγνω αὐτὸ καὶ νοῦν ἔχειν φαίνεται· ὅταν δὲ εἰς τὸ τῷ σκότῳ κεκραμένον, τὸ γιγνόμενόν τε καὶ ἀπολλύμενον, δοξάζει τε καὶ ἀμβλυώττει ἄνω καὶ κάτω τὰς δόξας μεταβάλλον, καὶ ἔοικεν αὖ νοῦν οὐκ ἔχοντι.

(2) ἀπείκασον τοιούτῳ πάθει τὴν ἡμετέραν φύσιν παιδείας τε πέρι καὶ ἀπαιδευσίας.

(3) Similarly in Book VI Socrates explicitly states that the ship of state metaphor, wherein the pilot is the true philosopher, gazing outside of the ship to guide the craft, is an image [εἰκών] (487e5).

The Problem of Truth in Philosophical Dialogue

Socrates: How wonderful, Glaucon, is the power of the “art” of disputation!

Glaucon: How, in fact?

Socrates: Because, many seem to fall into its clutches involuntarily and think they are not being eristic but are in fact dialoging, since they are unable to look at the subject under discussion by dividing form by form, but they pursue the literal words of what is said, and make use of contention, instead of dialectic, in dealing with each other (Translation mine, Republic 454a1-9). [1]

Socrates had his own sophists, in addition to the feisty youths of his circle, and the countless, helpless interlocutors he good-naturedly harassed, as partners in his dialogues, rarely as entirely competent as much as instrumental “yes” cogs in his argumentative apparatus.  Now, perhaps Socrates was not as consistent in his practice in championing the charitable principle I quoted above, yet I think there is considerable value in reflecting on the intellectual poise when engaging in argument, or really any topic of dispute, and communication of that dispute. 

The kind of disposition I have in mind serves most well in classroom or seminar settings, but it also recommends itself to any interaction between people who are merely sharing ideas.  The guide in all this, as Socrates was fond of believing, is that the people in a discussion are pursuing Truth.  Why is this important?  The post-modern or relativist would simply scoff at the idea of Truth, and even the more jaded might say that Socrates, or even philosophers in general, think they are pursuing truth when all they are doing is advocating for their very personal and socially-saturated viewpoints under the dubious guise of objectivity.  I think there are compelling and determinative refutations of this viewpoint, the most devastating being that it is self-refuting, but I want to focus on a different consequence, the idea that without the guide of objective truth we are actually prone to abuse our partners in dialogue.

If two disputants begin from the idea that there is something “out there,” which both are pursuing, each will have a conception of this, concomitant with a motivation to achieve an understanding of this thing “out there.”  The thing “out there,” as it so happens, is Truth.  Now, if one truly believes this, it is easy to see how the commitment to an objective goal, the attainment of Truth, can regulate and pacify the personal feelings and ulterior motives that would otherwise have free reign over the conduct of the disputants.  I say regulate here, not eliminate, for the latter is impossible, while the former is admirable.  This is to say that we are after something beyond, because it is greater, than ourselves, so that anything bearing on ourselves has little or nothing to do with that which we are really after.

On the other hand, if two people earnestly are convinced that they each have their own “truth,” unmoored to any independent truth or objective fact, from where will the impetus arise to treat each other with respect or kindness or to give each other’s arguments a charitable hearing?  This, I suggest is a great problem inside certain classrooms and academic settings, in that people who do not concede there is objective Truth and yet who are given to disputation are very unlikely to have patience for any view that does not result in personal advancement, of some sort, for themselves.  In the final analysis, it is difficult to understand how, lacking an adequate plumb-line for truth, one person can, when he is alone by himself, distinguish between the putative intellectual “reasons” because of which he holds a position, and his fickle preferences, which are equally explanatory.  When the arguer and the argument are one, is it any wonder that challenges to a view are taken personally?


 

REFERENCES:

[1] Ἦ γενναία, ἦν δ’ ἐγώ, ὦ Γλαύκων, ἡ δύναμις τῆς ἀντιλο-
γικῆς τέχνης.

Τί δή;

Ὅτι, εἶπον, δοκοῦσί μοι εἰς αὐτὴν καὶ ἄκοντες πολλοὶ
ἐμπίπτειν καὶ οἴεσθαι οὐκ ἐρίζειν ἀλλὰ διαλέγεσθαι, διὰ (5)
τὸ μὴ δύνασθαι κατ’ εἴδη διαιρούμενοι τὸ λεγόμενον ἐπι-
σκοπεῖν, ἀλλὰ κατ’ αὐτὸ τὸ ὄνομα διώκειν τοῦ λεχθέντος
τὴν ἐναντίωσιν, ἔριδι, οὐ διαλέκτῳ πρὸς ἀλλήλους χρώ-
μενοι.

Philosophical Humility, or, Admitting I Don’t Know What I Don’t Know

I have seen many a conscientious reader of Plato smirk when considering Socrates’ plea that he knows one thing, he knows nothing.  We are in on the joke, I think many people believe; Socrates is much more clever than I and certainly more enlightened than the characters, in comparison real rubes, he systematically dismantles in the dialogues.  Socrates, under the hallowed authority of this confession, is a figure to whom we give lip service as the fount of all western education: be humble, accept your limitations, pursue the truth, and recognize that learning is never complete.

Nevertheless, Socrates is critical not only of a lack of knowledge, but also that erroneous “knowledge,” the misinformation, to which he also unwittingly adheres.  In the Gorgias, he goes so far as to say this.

I therefore, would cross-question you with pleasure, if you are the kind of person I am. But if not, I would let it be. Of what kind am I? Of those who are pleased to be refuted if I say something untrue, and with pleasure I would refute if someone said something untrue, and in fact I am not less pleased being refuted than refuting. For I think it is a greater good to be refuted, by as much greater it is a good to rid oneself of a great evil than to rid someone else of it. For I do not think that a thing could be such an evil for a man, as much as having a false opinion concerning the things about which our discussion is about (Gorgias 458a1-b1). [1]

Far from being shameful, Socrates thinks it is a actually a good to be refuted rather than a harm, and he prefers this to refuting someone else!

In light of this Socratic admission, I have thought how it applies to students who are hesitant to admit, in a classroom setting, and in one way or another, that they do not know.  However insofar as this is a legitimate fear, I assume that students have done their due diligence in homework, readings and independent thought on the subject. If they have not completed all of these preparatives, then these students are not candidates for Socratic humility, admitting they know what they do not know, but are simply poor students.

Thus I take it as a given, that if one is a prepared student, it is a philosophical good to admit what and when one does not know, for this is THE propaedeuctic.  Of course, these are also applicable to discussions of ancient philosophy in non-academic settings, and may even be useful generally when there are group intellectual discussions.

Fear of Appearing Stupid

I am sure we can all relate to this.  We are hesitant to speak up in class because we think our comment too obvious, or our question too stupid.  I have found that personally, as a participant and as a teacher, that an attitude of patient charity towards every single comment and question leads to more confidence in the questioner and more frankness in the answer.  Yet I am not a proponent of the idea that there are no stupid questions.  Rather, I think whether a question is stupid or not, the questioner should be a position in which he is encouraged to ask the stupid question, and not feel intellectual pain over it, while still being lead toward more intelligent questions.

Fear of Academic Worth

Another obstacle to Socratic humility is fear of having one’s academic worth undermined if one does not know the answer to a question or asks for clarification on background information owing to lack of knowledge.  As jockeying for the glory of the admiration of one’s peers is always in play in a classroom, I think, then acknowledging one’s ignorance in even minor issues often is an obstacle to learning and academic growth.

Fear of Preparedness

This I think is the most difficult of the fears.  For I think that if a student actually is prepared, but is hesitant to speak up in such a way because it might imply she is not prepared, this too is an obstacle to Socratic humility and to learning.  One way for a student to overcome this fear, is to couch his confession of ignorance (on whatever item of knowledge it is) in the context of expressing knowledge which is illustrative of the fact that the student does not some things, just not all, on this subject.

In conclusion, I think it is apparent that these are not only fears of the individual, but also expectations that the group can, in the snide inner voice we like to imagine we do not have, impose on an individual.  “Oh, you don’t know X about Y on Z, then you must not be very bright.”  “You need clarification on this, are you serious!”

 

 


 

REFERENCES:

[1] (a.) ἐγὼ οὖν, εἰ μὲν καὶ σὺ εἶ τῶν ἀνθρώπων ὧνπερ καὶ ἐγώ,
ἡδέως ἄν σε διερωτῴην· εἰ δὲ μή, ἐῴην ἄν. ἐγὼ δὲ τίνων
εἰμί; τῶν ἡδέως μὲν ἂν ἐλεγχθέντων εἴ τι μὴ ἀληθὲς
λέγω, ἡδέως δ’ ἂν ἐλεγξάντων εἴ τίς τι μὴ ἀληθὲς λέγοι,
οὐκ ἀηδέστερον μεντἂν ἐλεγχθέντων ἢ ἐλεγξάντων· μεῖζον (5)
γὰρ αὐτὸ ἀγαθὸν ἡγοῦμαι, ὅσῳπερ μεῖζον ἀγαθόν ἐστιν
αὐτὸν ἀπαλλαγῆναι κακοῦ τοῦ μεγίστου ἢ ἄλλον ἀπαλλάξαι.
οὐδὲν γὰρ οἶμαι τοσοῦτον κακὸν εἶναι ἀνθρώπῳ, ὅσον δόξα
(b.) ψευδὴς περὶ ὧν τυγχάνει νῦν ἡμῖν ὁ λόγος ὤν.